Our Business Continuity Plan
Secure and reliable access to your account information is one of our highest priorities. In the event of a disruption, we’ve developed a plan that is intended to permit the firm to maintain business operations.
Committed to continued and reliable business
Review our latest reports and disclosures for added confidence in TD Ameritrade as your financial services firm.
Our Financial Statement
We pride ourselves on giving clients a safe and stable environment in which to pursue their investment strategies. To help answer any questions or concerns you may have, we publish our annual Financial Statement, audited by an independent Registered Public Accounting Firm.
SEC Order Disclosure
The U.S. Securities and Exchange Commission’s rule SEC 606 requires all brokers/dealers that route equity orders and option securities to make available a quarterly report that outlines their routing practices. The report must outline venues used to route client orders during the quarter and disclose the material aspects of the broker’s/dealer’s relationship with those venues.
View TD Ameritrade Clearing, Inc.’s SEC 606 Order Disclosure