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All prices shown in U.S. dollars. Fees charged may vary by program, location or arrangements. Fees are subject to change upon 30 days notice to you. TD Ameritrade charges a Reg Fee on certain transactions. These charges are typically based on fees assessed under various regulations applicable to transactions. It may include any of the following: a sales fee on certain sell transactions (assessed at a rate consistent with Section 31 of the Securities and Exchange Act of 1934), the Options Regulatory Fee (applicable to options transactions), among other charges. The Options Regulatory Fee varies by options exchange, where an options trade executes and whether the broker responsible for the trade is a member of a particular exchange. As a result, TD Ameritrade calculates a blended rate that equals or slightly exceeds the amount it is required to remit to the options exchanges. The Options Regulatory Fee is subject to change depending on the amounts charged by the options exchanges. As of June 2013, TD Ameritrade's blended rate was $.024 per options contract, per transaction.
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All service fees are subject to change. Pass-through fees charged to TD Ameritrade will be passed on to the client's account.
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Certificate requests requiring extraordinary processing, including certificates for foreign securities and requests to break certificates into multiple denominations, may incur additional charges which will be passed through to your account.
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Some accounts, such as option-approved accounts, are required to receive monthly statements either electronically (free) or via U.S. mail.
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Transfer and termination fees may be charged by the firm you are transferring the account from.
Foreign Issuer Taxes - Certain foreign governments tax securities transactions regardless of where the security trades; TD Ameritrade will assess and collect these taxes where applicable.
*Banks acting as the custodian for an ADR (ADR agent) are allowed to charge an annual maintenance fee. The timing and amount they charge is usually disclosed in the prospectus for the ADR. If you are holding an ADR in your account, this fee is typically subtracted from the ADR's dividend amount payable. If the ADR does not pay a dividend, the fee is deducted from your account. The fee appears in the Account Activity section of your monthly statement as an "ADR Service Fee."
Apex qualification is based on an average of five trades per month over a three-month period or a $100,000 total account value. Apex membership may also be granted on a free trial basis. Qualification is reviewed every three months. Professional access to real-time data differs.
All product or service names are trademarks or registered trademarks of their respective owners.
Access to real-time market data is conditioned on acceptance of the exchange agreements.
TD Ameritrade, Inc., member FINRA / SIPC / NFA . This is not an offer or solicitation in any jurisdiction where we are not authorized to do business. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. © 2014 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission
