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529 College Savings Plan

529 College Savings Plan Account Information Change Form

Change the account owner, address, phone number, or name on your TD Ameritrade 529 College Savings Plan account.

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529 College Savings Plan Cancel/Modify Account Features

Change the amount, date, or bank information on an existing deduction, begin an automatic deduction, or stop an automatic deduction from your checking or savings account.

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529 College Savings Plan Enrollment Form

Open a new account for a beneficiary.

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529 College Savings Plan Incoming Rollover Form

Transfer funds between your TD Ameritrade 529 College Savings Plan accounts or roll over funds into your account from another 529 plan.

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529 College Savings Plan Investment Option Change

Change the investment portfolio in your TD Ameritrade 529 College Savings Plan account.

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529 College Savings Plan Payroll Direct Deposit

Authorize payroll deductions from your employer to be deposited in your TD Ameritrade 529 College Savings Plan account.

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529 College Savings Plan Program Disclosure Statement

Important information to help you understand and manage your TD Ameritrade 529 College Savings Plan.

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529 College Savings Plan Withdrawal Request

Request a withdrawal from your TD Ameritrade 529 College Savings Plan account.

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Account Application

Account Application

Apply online to open a TD Ameritrade account.

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Account Transfer Forms

Transfer (External)

Transfer assets from another financial institution to your TD Ameritrade account.

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Transfer (Partial)

Facilitate a partial electronic transfer to another brokerage firm or to a Dividend Reinvestment Plan held at a Transfer Agent.

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Transfer 403(b) Account

Transfer assets in a 403(b) account from another brokerage to your TD Ameritrade 403(b) account.

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Transfer on Death Agreement

Establish a Transfer on Death account in which individuals, joint tenants with rights of survivorship, or tenants by entireties can designate beneficiaries.

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Transfer Wizard (External) (Web-based)

Use this secure online wizard to complete the form needed to initiate a transfer from another brokerage account to your TD Ameritrade account.

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Transfer Wizard (Internal) (Web-based)

Use this secure online wizard to complete the form needed to transfer assets from one TD Ameritrade account to another.

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Agreements & Disclosures

Amerivest ADV Disclosure (Form ADV, Part II)

Information about Amerivest Investment Management, LLC that must be disclosed before or at the time of obtaining advisory services from Amerivest.

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Amerivest Portfolios Service Agreement

ETF Portfolios Amerivest Investment Management, LLC Service Agreement.

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Checking/Debit Card Agreement

Checking/Debit Card Agreement Form.

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Client Agreement

Terms and conditions of an account with TD Ameritrade.

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Commissions, Rates, and Fees

Our low, straightforward online trading commissions let you concentrate on executing your investment strategy…not on calculating fees.

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Coverdell Education Savings Account (ESA) Fee Schedule

Fee Schedule for the Coverdell Education Savings Account (ESA).

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Coverdell ESA Custodial Account

Coverdell ESA Disclosure Statement and Custodial Agreement.

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Coverdell Education Savings Account (ESA) Verbal Distribution Authorization Form

Verbal Authorization form for the Coverdell Education Savings Account (ESA)

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Electronic Order Routing Disclosure

Understand the difference between electronic and manual order entry systems.

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Employer Member Firm Disclosure Authorization

Authorize TD Ameritrade to send account activity information to your employer.

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Employer Non-Member Firm Disclosure Authorization

Authorize TD Ameritrade to send account activity information to your employer.

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Employee Stock Option (ESOP) Pricing Chart

Pricing chart for the Employee Stock Option (ESOP).

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Futures and Futures Options Risks Disclosure

Disclosure regarding futures and futures options trading risks.

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Individual Retirement Custodial Account Agreement

Individual Retirement Disclosure Statement and Custodial Agreement.

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IRA Disclosure (Traditional,SEP, and Rollover)

Traditional, SEP, and Rollover IRA Disclosure Statement and Custodial Agreement.

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IRA Disclosure Roth

Roth IRA Disclosure Statement and Custodial Agreement.

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IRA Disclosure SIMPLE

SIMPLE IRA Disclosure Statement and Custodial Agreement.

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Margin Disclosure Document

Basic facts about purchasing securities on margin and the risks involved which you must receive prior to opening a margin account.

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Privacy Statement

A guide to how we use and protect client information.

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Professional Subscriber Agreement (AMEX)

AMEX Subscriber Agreement that must be completed by professionals receiving real-time AMEX market data

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Professional Subscriber Agreement (NASDAQ)

NASDAQ Subscriber Agreement that must be completed by professionals receiving real-time NASDAQ market data.

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Professional Subscriber Agreement (NYSE)

NYSE Subscriber Agreement that must be completed by professionals receiving real-time NYSE market data.

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Professional Subscriber Agreement (OPRA)

OPRA Subscriber Agreement that must be completed by professionals receiving real-time OPRA market data.

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Qualified Retirement Plan and Trust

Defined Contribution Basic Plan Document.

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Section 408(b)(2) Disclosure Summary

Information about TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc. required under ERISA Rule 408b-2 that must be disclosed to an ERISA plan fiduciary before their ERISA plan opens an account with us.

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Simple Individual Retirement Custodial Account Agreement

Simple IRA Disclosure Statement and Custodial Agreement.

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TD Ameritrade Business Continuity Statement

Provides plans intended to permit the firm to maintain business operations due to disruptions such as power outages, natural disasters or other significant events.

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Your Relationship With TD Ameritrade

ProvidesInformation about TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc. required under ERISA Rule 408b-2 that must be disclosed to an ERISA plan fiduciary before their ERISA plan opens an account with us.

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Deposits & Withdrawals

Checking Request (IRA)

IRA checking application to take IRA distributions by writing checks against your Traditional, Rollover, or SEP IRA.

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Checking/Debit Request (Non-IRA)

Establish a free checking account and an ATM/VISA® Debit Card to use with an existing TD Ameritrade account.

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Deposit Slip

For all deposits except IRA accounts.

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Deposit Slip (Coverdell)

For deposits to a Coverdell Education Savings Account.

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Deposit Slip (IRA)

For deposits to IRA accounts.

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Distribution Request (IRA)

Request a distribution from a Traditional, Roth, SEP, or SIMPLE IRA.

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Qualified Retirement Plan Distribution Request

Request a distribution from a Qualified Retirement Plan/403(b).

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IRS Forms and Tax Guides

1040/US Individual Income Tax Return

This form is required to file your individual tax return.

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Form 1116

Foreign Tax Credit. Attach to Form 1040, 1040NR, or 990-T.

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Form 4952

Investment Interest Expense Deduction.

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Form 5329

Additional Taxes on Qualified Plans (Including IRAs) and Other Tax-Favored Accounts.Attach to Form 1040 or Form 1040NR.

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Form 8606

Nondeductible IRAs. Attach to form 1040, Form 1040A, or Form1040NR.

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Form 8814

Parents’ Election to Report Child’s Interest and Dividends. Attach to parents’ form 1040 or Form 1040NR.

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Form 8815

Exclusion of Interest From Series EE and I. This form is for filers without qualified higher education expenses.Attach to form 1040 or form 1040A.

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5304-SIMPLE (Savings Incentive Match Plan for Employees)

Use this form in addition to the IRA application to set up a SIMPLE IRA that allows plan participants to select the financial institution for receiving their contributions.

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5305-SA SIMPLE Individual Retirement Custodial Account

Employees complete this form in addition to the IRA application to establish a SIMPLE IRA that will hold plan contributions.

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5305-SEP (Simplified Employee Pension) Form

Employer agreement in addition to the IRA application to provide contributions for eligible employees into a Simplified Employee Pension (SEP).

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5305-SIMPLE (Savings Incentive Match Plan for Employees)

Use this form in addition to the IRA application to set up a SIMPLE IRA that requires all contributions to be initially deposited at a designated financial institution.

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5305A-SEP (Simplified Employee Pension) Form

Salary reduction form in addition to the IRA application that allows employees to make elective deferrals to a Simplified Employee Pension (SEP).

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SIMPLE Individual Retirement Custodial Account 5305-SA

Employees complete this form in addition to the IRA application to establish a SIMPLE IRA to hold plan contributions.

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Savings Incentive Match Plan for Employees 5304-SIMPLE

Use with the IRA application to set up a SIMPLE IRA that allows participants to select the financial institution for receiving their contributions.

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Savings Incentive Match Plan for Employees 5305-SIMPLE

Use with the IRA application to set up a SIMPLE IRA that requires all contributions to be initially deposited at a designated financial institution.

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Simplified Employee Pension Form 5305-SEP

Employer agreement in addition to the IRA application to provide contributions for eligible employees into a SEP.

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Simplified Employee Pension Form 5305A-SEP

Salary reduction form in addition to the IRA application that allows employees to make elective deferrals to a SEP.

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Tax Withholding Update Form

Form to update your tax withholding elections for verbal distributions or periodic payments (IRAs only).

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W-8BEN

Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding: Form to be used by foreign individuals and corporations to certify non-American status

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W-8BEN Attachment A

Letter of Explanation for a U.S. Mailing Address: Form for foreign individuals and corporations to explain why a U.S. mailing address is being used to receive correspondence.

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W-8BEN Instructions

Instructions for completing IRS form W-8BEN

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W-8ECI

Certificate of foreign person’s claim that income is effectively connected with the conduct of a trade or business in the United States.

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W-8EXP

Certificate of Foreign Government or Other Foreign Organization for United States Tax Withholding: Form used to document foreign governments, international organizations, and foreign tax-exempt organizations.

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W-8IMY

Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding: Form used by intermediaries and flow-through entities acting as agents for beneficial owners.

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W-9

Request for Taxpayer Identification Number and Certification.

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Schedule A

Use this form for itemized deductions.

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Schedule B

This form is for interest and ordinary dividends. Attach to 1040A or 1040.

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Schedule D

Use this form to enter your capital gains and losses. Attach to 1040 or 1040 NR.

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Schedule D-1

This is a continuation sheet for Schedule D.

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Legal Entity Forms

BSA/AML and OFAC Certification

Certification letter for TD Ameritrade Holding Corporation and applicable subsidiaries regarding compliance with applicable BSA/Anti-Money Laundering and Office of Foreign Assets Control laws and regulations.

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Foreign Entity Account Addendum

Provide additional information about a foreign entity, its beneficial ownership, and its account objectives.

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ID Theft Prevention Program Letter

Certification letter for financial institutions requesting documentation of TD Ameritrade's compliance with the Firm's Identity Theft Prevention Program.

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Secretary's Certification Regarding Corporate Resolution

Establish an individual(s) authorization to trade on behalf of a profit or nonprofit corporation.

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Secretary's Certification Regarding Non-Incorporated Association Resolution

Establish an individual(s) authorization to trade on behalf of a non-incorporated association.

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Sole Proprietorship Certification

Certify that the named individual is the sole proprietor of the business opening the account.

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Third-Party Release

Give a third party permission to deposit securities into a TD Ameritrade account.

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Other Forms

ACH Agreement & Addendum

Set up or change a bank for funding your TD Ameritrade account using ACH transactions.

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ACH Request

Set up or change a bank for making ACH withdrawals of your dividends and interest from your TD Ameritrade account.

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Address Verification

Provide address information, including your physical address, mailing address, and email.

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Affidavit of Custodianship

Deposit securities for the benefit of a minor under the Uniform Gift to Minors Act.

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Agent Authorization Limited to Account Inquiry

Authorizes the ability to inquire about account status, transfers, positions or balances.

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Business Continuity Statement

Explains TD Ameritrade's plan to provide continued account access if business operations are disrupted.

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Cash Sweep Election

Choose between the TD Ameritrade FDIC Insured Deposit Account (IDA) or TD Ameritrade Cash (SIPC protected) for your account's cash sweep vehicle.

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Certification Regarding Correspondent Accounts

Certification to be completed by any foreign bank that maintains a correspondent account with any U.S. bank or U.S. broker/dealer in securities

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Change in Professional/Non-Professional Status

Change the status of an account to professional or non-professional.

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Change of Beneficiary (Coverdell)

Change the designated beneficiary of a Coverdell Education Savings Account.

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Characteristics and Risks of Standardized Options

Options Disclosure Document from the Options Clearing Corporation which should be read by investors before investing in options.

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Custodian Successor UTMA/UGMA

Designate a successor custodian for a UTMA or UGMA account.

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Custodianship Resignation

Facilitate the resignation of a custodian and appointment of a new custodian on a UTMA or UGMA account.

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Distribution Request (Coverdell)

Request a distribution from a Coverdell Education Savings Account.

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Dividend Reinvestment Program Terms & Conditions

Terms and conditions of the TD Ameritrade Dividend Reinvestment Program.

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Entity Authorized Agent Form

Form to verify an authorized agent on an entity's new account when the agent is another entity.

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Extended-Hours Trading Rules

Rules and risks of trading during Extended-Hours Trading sessions.

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Foreign Entity Declaration Regarding Correspondent Accounts

Declaration that the foreign entity has established one or more accounts with TD Ameritrade and is not acting in the capacity of a foreign bank.

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Fund Disbursement Verification Form

Provide information necessary for TD Ameritrade to initiate your funds transfer.

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Futures Account - Partnership Futures Account Agreement

Authorizes individuals of a partnership to have futures trading authority.

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Futures Account -Limited Liability Company (LLC) Authorization

Authorizes a LLC to establish a Margin Account for trading stocks, bonds, options, and other securities.

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Futures Account -Personal Guarantee of a Corporation

Authorizes a client to personally guarantee a Corporation to trade commodity futures and options.

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Futures Account -Personal Guarantee of a Limited Liability Company

Authorizes a client to personally guarantee a LLC to trade commodity futures and options.

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Futures Account -Trustee Certification for Futures Account

Authorizes trustees to open or maintain a futures account.

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Futures Account Disclosure

Basic facts about a futures account and the risks involved.

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Futures Account Transfer Form

Transfer an existing futures account to TD Ameritrade.

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Futures Account–Affidavit of Sole Proprietorship Futures Account Agreement

Establishes the sole owner of a futures account.

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Futures Arbitration Agreement

Agreement for any controversy or claim relating to a futures account to be settled by arbitration in accordance with the rules of the National Futures Association.

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Futures Corporate Account Authorization

Authorizes a Corporation to trade securities and permits margin transactions options and short sales.

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Futures Intraday Margin

Basic facts about trading Futures utilizing Intraday Margin and the risks involved.

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Futures Quotes - Uniform Subscriber Addendum

Terms and conditions for subscribers of futures quotes.

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IPO Risk Disclosure Statement

Risks and disclosures in investing in initial public offerings (IPOs) and new issue securities.

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Interactive Voice Response Phone System Instructions

Explains the Interactive Voice Response (IVR) telephone system that you can use to access your account via telephone.

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Irrevocable Stock or Bond Power

Required if stock certificates sent for deposit have not been endorsed.

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Letter of Instruction (Escrow)

Letter of Instruction Escrow/Mortgage Account Wire Request to initiate a wire to an Escrow account in your name.

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Letter of Instruction (JTWROS)

Initiates a wire transfer from a joint account to an account titled differently than the TD Ameritrade account.

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Letter of Instruction Foreign Wire

Letter of Instruction International Bank Wire Request to initiate a wire to a foreign financial institution.

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Letter of Intent to Exercise Stock Option

Letter of intent to exercise stock options and provide trading instructions.

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Money Market Fund Sweep Request

Choose a money market fund as a sweep product for uninvested cash in your TD Ameritrade account.

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Mutual Fund Re-registration Request

Authorize TD Ameritrade to register mutual fund holdings in your name so you can hold them directly with the mutual fund company.

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Non-Standard Asset Agreement

The requirements for holding non-standard assets in your account.

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Non-Standard Investment Notice

Purchase, deposit, or transfer a non-standard investment into your account.

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Re-certification Regarding Correspondent Accounts

Re-certification to be completed by any foreign bank that maintains a correspondent account with any U.S. bank or U.S. broker/dealer in securities

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Required Minimum Distribution

For Retirement Account and Qualified Retirement Plan clients who have attained age 70½.

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Restricted-Stock Handling Guidelines, Affiliate

Restricted-stock guidelines for an affiliate.

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Restricted-Stock Handling Guidelines, Non-Affiliate

Restricted-stock guidelines for a non-affiliate.

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Restricted-Stock Questionnaire

Questionnaire for processing restricted securities.

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Rules and Regulations for New Issue Investing

Rules regarding TD Ameritrade’s New Issue offerings.

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Section 408(b)(2) Disclosure Summary

Provides ERISA plan fiduciaries with information about the services TD Ameritrade provides and the compensation they receive for such services.

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Section 408(b)(2) Summary Disclosure Fund Affiliate and Third-Party Fund Service Provider Payor List

Provides ERISA plan fiduciaries with further information about payments that may be made by mutual fund affiliates and service providers

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Signature Verification Form

Use this form to provide an actual written signature if you opened an account online.

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Stock Option Agreement

Employee Stock Option agreement form

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Stock Option Pricing Chart

Employee Stock Option pricing chart

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Wire In Instructions

Wire funds from another financial institution into your TD Ameritrade brokerage account online or via paper form.

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Wire Out Instructions

Wire funds from your TD Ameritrade brokerage account to another financial institution online or via paper form.

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Resources & References

Account Handbook

Resource for managing your brokerage account.

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IRA Re-characterization

Recharacterize an IRA contribution for either the current year or a prior year to another IRA.

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IRA Revocation

Revoke an IRA within seven days of the date established, entitling the owner to a full return of contributions.

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Margin Handbook

Resource for managing a margin account.

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Power of Attorney Release

Give TD Ameritrade power of attorney (POA) to transfer a security.

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Privacy Statement

TD Ameritrade Privacy Statement, explaining how the company uses and protects client information.

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Sell by Prospectus

Guidelines for selling restricted stock by prospectus

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Statement Guide

A quick reference guide to reading your statement.

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Retirement Accounts

IRA Change of Beneficiary

Change the beneficiary of an Individual Retirement Account.

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IRA Periodic Payment

Update periodic payment instructions for an IRA; to establish payments for the first time, use the Distribution Request (IRA) Form.

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IRA Verbal Distribution Authorization Form

Authorize TD Ameritrade to accept verbal distribution instructions for variable amounts.

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Removal of Excess

Remove an excess contribution made to an IRA, SEP, or Coverdell Education Savings account.

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Roth IRA Conversion Form

Convert your account to a Roth IRA.

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Retirement Forms

SIMPLE Individual Retirement Custodial Account 5305-SA

Employees complete this form in addition to the IRA application to establish a SIMPLE IRA to hold plan contributions.

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Savings Incentive Match Plan for Employees 5304-SIMPLE

Use with the IRA application to set up a SIMPLE IRA that allows participants to select the financial institution for receiving their contributions.

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Savings Incentive Match Plan for Employees 5305-SIMPLE

Use with the IRA application to set up a SIMPLE IRA that requires all contributions to be initially deposited at a designated financial institution.

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Simplified Employee Pension Form 5305-SEP

Employer agreement in addition to the IRA application to provide contributions for eligible employees into a SEP.

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Simplified Employee Pension Form 5305A-SEP

Salary reduction form in addition to the IRA application that allows employees to make elective deferrals to a SEP.

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Stock Certificate Transfers

Affidavit of Domicile

Establish the executor, administrator, or survivor of an account owner who has died.

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Rule 144 Affiliate

Client pledge for affiliates regarding Rule 144.

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Rule 144 Non-Affiliate

Client pledge for non-affiliates regarding Rule 144.

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Rule 145

Client statement for Rule 145 transactions.

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Restricted-Stock Handling Guidelines, Rule 145

Restricted-stock guidelines for Rule 145 transactions, including client statement and questionnaire.

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Rule 701

Client pledge regarding Rule 701.

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Rule 701 Restricted-Stock Handling Guidelines

Restricted-stock guidelines regarding Rule 701.

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Stock Option Service

Employee Stock Option Service guidelines.

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Trading Authorization Forms

Stop Release

Authorize TD Ameritrade to release a stop that was placed on securities, enabling the shares to be deposited into an account.

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Systematic Transaction Form for Mutual Funds

Establish systematic investments, exchanges, or withdrawals from mutual funds.

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Trading Authorization (Investment Club)

Update an investment club account and designate the individuals who will have trading authority.

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Trading Authorization (Full or Limited)

Establish authorized agents who can take action in an account on behalf of and without notice to the account owner; full authorization allows withdrawal privileges, limited authorization allows the purchase and sale of securities only.

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Trading Authorization (LLC)

Update an account for a limited liability company and designate the individuals who will have trading authority.

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Trading Authorization (Partnership)

Update an account for a partnership and designate the individuals who will have trading authority.

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Trustee Certification of Trustee Powers

Certify trust information needed to update one or more accounts for a trust.

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Updating Your Account

Certification of UGMA or UTMA Age of Termination

Declare a minor has reached age of termination and is entitled to a present and absolute interest in securities held in the account.

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Change of Address

Change the physical and/or mailing address or add a telephone number and/or email address to an account.

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Letter of Authorization for Affiliated Account Owners

Account owners associated with a Financial Industry Regulatory Authority (FINRA) or Exchange Member firm submit this form with an account application.

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Margin/Options Upgrade

Apply to add margin or option privileges to an account via paper form.

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Name Change Authorization

Notify TD Ameritrade when your name has changed due to marriage, divorce or other reasons.

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PIN/Password Change Request

Change the PIN and/or password associated with your account.

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Power of Attorney Continuance

Sign and attach this form to affirm that your Power of Attorney (POA) is correct and in place

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Tenants in Common

Use this form to update an existing account to a declaration of ownership in a Joint account held as tenants in common; also establishes the percentage of ownership for each owner.

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Frequently Used Forms

Account Application

Apply online to open a TD Ameritrade account.

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IRA Disclosure (Traditional,SEP, and Rollover)

Traditional, SEP, and Rollover IRA Disclosure Statement and Custodial Agreement.

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Deposit Slip

For all deposits except IRA accounts.

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Deposit Slip (IRA)

For deposits to IRA accounts.

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Transfer Wizard (External) (Web-based)

Use this secure online wizard to complete the form needed to initiate a transfer from another brokerage account to your TD Ameritrade account.

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Transfer Wizard (Internal) (Web-based)

Use this secure online wizard to complete the form needed to transfer assets from one TD Ameritrade account to another.

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Account Handbook

Resource for managing your brokerage account.

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Margin Handbook

Resource for managing a margin account.

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Margin/Options Upgrade

Apply to add margin or option privileges to an account via paper form.

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AdChoices

Before investing in any mutual fund or ETF, be sure to carefully consider the fund's objectives, risks, charges and expenses. For a prospectus containing this and other important information, please contact the fund company or TD Ameritrade Client Services representative. Please read the prospectus carefully before investing.

Market volatility, volume and system availability may delay account access and trade executions.

Options involve risks and are not suitable for all investors as the special risks inherent to options trading may expose investors to potentially rapid and substantial losses. Options trading privileges subject to TD Ameritrade review and approval. Please read Characteristics and Risks of Standardized Options before investing in options.

All investments involve risks, including the loss of principal invested. Past performance of a security does not guarantee future results or success. TD Ameritrade does not make recommendations or determine the suitability of any security, strategy or course of action, for you, through the use of TD Ameritrade's trading tools. Any investment decision you make in your self-directed account is solely your responsibility. Please consult other sources of information and consider your individual financial position and goals before making an independent investment decision. Courses are provided for general information purposes only and should not be considered an individualized recommendation or advice. While deemed reliable, TD Ameritrade makes no representations or warranties with respect to the accuracy or completeness of information provided.

**Offer valid for one new Individual, Joint or IRA TD Ameritrade account opened by 9/30/14 and funded within 60 days of account opening with $2,000 or more. To receive $100 bonus, account must be funded with $25,000 or more within 60 days of account opening. To receive $300 bonus, account must be funded with $100,000 or more within 60 days of account opening. To receive $600 bonus, account must be funded with $250,000 or more within 60 days of account opening. Offer is not transferable and not valid with internal transfers, accounts using the Amerivest service, TD Ameritrade Institutional accounts, current TD Ameritrade accounts or with other offers.   Qualified commission-free Internet equity, ETF or options orders will be limited to a maximum of 500 and must execute within 60 days of account funding. Contract, exercise, and assignment fees still apply.  Limit one offer per client. Account value of the qualifying account must remain equal to, or greater than, the value after the net deposit was made (minus any losses due to trading or market volatility or margin debit balances) for 12 months, or TD Ameritrade may charge the account for the cost of the offer at its sole discretion. TD Ameritrade reserves the right to restrict or revoke this offer at any time. This is not an offer or solicitation in any jurisdiction where we are not authorized to do business. Please allow 3-5 business days for any cash deposits to post to account. Taxes related to TD Ameritrade offers are your responsibility. Retail values totaling $600 or more during the calendar year will be included in your consolidated Form 1099. Please consult a legal or tax advisor for the most recent changes to the U.S. tax code and for rollover eligibility rules. 

TD Ameritrade was named best brokerage firm for your IRA in Kiplinger’s Personal Finance, December 2012 edition, “Hits and Misses of 2012” article.

TD Ameritrade, Inc., member FINRA / SIPC  / NFA . This is not an offer or solicitation in any jurisdiction where we are not authorized to do business. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. © 2014 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission.